Question 1

An IS auditor reviewing documentation for an AI model notes that the modeler utilized a K-means clustering algorithm, which clusters data into categories for correlations and analysis. Which of the following is the MOST important risk for the auditor to consider?

Options :

A : K-means clustering is not a common data clustering method due to its complexity and difficulty categorizing data correctly.

B : K-means clustering requires the modeler to supervise the learning analysis, which can introduce bias.

C : K-means clustering algorithms are significantly sensitive to outliers and dependent on the similarity of units of measure.

D : K-means clustering determines the number of clusters for the modeler without supervision.

Answer: C

Question 2

Which of the following is the MOST important task when gathering data during the AI system development process?

Options :

A : Stratifying the data

B : Isolating the system

C : Cleaning the data

D : Training the system

Answer: C

Question 3

An IS auditor is auditing a financial system in which a generative AI tool is used to identify trends in batches of 4,000 rows, while the generative AI tool has a limit of 3,000 tokens. Which of the following is the GREATEST concern?

Options :

A : The AI will process only a portion of the data set.

B : The AI will prioritize high-value entries.

C : The AI will reject the data set and not analyze the data.

D : The AI output will be biased toward the first 3,000 tokens.

Answer: D

Question 4

Which of the following is the MOST important reason to perform regular ethical reviews of AI systems?

Options :

A : To improve the accuracy and performance of the systems

B : To align AI system development with organizational values and principles

C : To ensure the systems align with the preservation of individual rights

D : To identify and mitigate potential data drift within models

Answer: C

Question 5

Which of the following will provide the BEST evidence to support the alignment of an AI model with an organization's business objectives?

Options :

A : AI model vulnerability assessment

B : AI change management requests

C : AI model inventory

D : AI acceptable use policy

Answer: C

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